Role of the Week: Group Manager, AML/Prevention/KYC | BNY Mellon

Overview of the role:

The role of MLRO reports into the Chief Compliance Officer, with responsibility for managing the anti-money laundering and financial crime functions for Pershing Limited and Pershing Securities Limited (together “Pershing”).  The primary responsibilities of the role are confirming that Pershing has controls and procedures in place to comply with the FCA’s statutory objective of reducing financial crime and ensuring that Pershing complies with Bank of New York Mellon (“BNYM”) policies.

This covers:
  •  Money Laundering Prevention
  •  Terrorist Financing Prevention
  •  Embargo and Sanction Monitoring
  •  Bribery and Corruption Prevention
  •  Fraud Prevention and Investigation
Key Responsibilities
  • Manages compliance efforts for Pershing as they relate to complex regulatory and policy requirements, program and project development for the above noted areas
  • Analyses existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements
    Strategic and Corporate Responsibilities
  • To participate in the development and implementation of the business strategy in the UK and Europe within the specific remit for areas of responsibility
  • To confirm the firm meets with the corporate requirements of the group as well as the strategic requirements of the Pershing within the specific remit for areas of responsibility
  • To participate as a member of the boards and committees outlined in Table 1
  • To provide input into business strategy and execute agreed business strategy including liaising with clients as appropriate

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