My client, a leading bank require a SOX Compliance Manager to be the primary contact for their SOX matters for PPI.
Recent end to end SOX experience is required; Must have complete cycle of DEA (design effectiveness assessments) and OET (operational effectiveness testing); Experience of producing SOX documentation from scratch; Proven experience of engaging with a large number of stakeholders; Must be able to show evidence of negotiating remediation plans with stakeholders; Must be able to demonstrate that they are able to build relationships with people who are spread over multiple locations; Willing to take ownership and responsibility for their business unit and to respond to queries or demands from other senior stakeholders at short notice; Must be able to juggle multiple activities and work on other projects when and if required; Current or previous financial experience will be highly advantageous.
Please note, this is not an operational risk or RCA role, but a SOX position.
Responsibilities (will include, but not be limited to):
Design Effectiveness Testing; Operational Effectiveness Testing; Management and remediation of any open issues; Management of risks, controls and issues on OPUS; Review of general controls and governance and engaging with key stakeholders and chairing regular meetings to review control activities; Business Continuity management; General Computer Controls around Calculators and engagement with the roll out of the industrial calculators; To support all other projects e.g. Payments, S.17, OPUS tool etc.
Duration 6 Months
Start Date ASAP
Salary £400 – £500 per day
Recruiting Company Summary
|Company Name:||Gibbs S3|
Contact Chauncy Miller
Posted Date 05/10/2013 05:03:00